Lyndsi S. Greene
Professional summary
Lyndsi Stephens Greene, who also goes by Lyndsi Faye Stephens, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Pembroke, Massachusetts.
Lyndsi is registered as a RR (Registered Representative) and started their career in finance in 2005. Lyndsi has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lyndsi Stephens Greene's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2015 - Present
JOHN HANCOCK DISTRIBUTORS LLC
September 20, 2013 - March 3, 2015
VANGUARD MARKETING CORPORATION
November 19, 2010 - August 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 31, 2006 - August 26, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 25, 2005 - September 13, 2005
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/27/2022)
(6/24/2025)
(9/14/2021)
(5/17/2023)
(4/12/2024)
(4/10/2015)
(7/21/2015)
(5/18/2016)
(5/18/2016)
(6/24/2025)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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