HS
Howard A. Scott
PJT PARTNERS LP
New York, NY 10017
Some features on this profile are disabled
CRD#: 4982864
HS
Professional summary
Howard Allan Scott is a registered financial professional currently at PJT PARTNERS LP located in New York, New York.
Howard is registered as a RR (Registered Representative) and started their career in finance in 2007. Howard has worked at 5 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Howard Allan Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2020 - Present
PJT PARTNERS LP
Office #1: 280 Park Avenue, New York, NY 10017BD
CRD#: 171058
New York, NY
Past
April 1, 2019 - August 31, 2020
PARK HILL GROUP LLC
BD
CRD#: 135898
SAN FRANCISCO, CA
Past
September 12, 2011 - December 3, 2012
JEFFERIES LLC
BD
CRD#: 2347
NEW YORK, NY
Past
September 22, 2008 - July 16, 2009
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
August 30, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/31/2020)
RR
Arizona(8/31/2020)
RR
California(8/31/2020)
RR
Colorado(8/31/2020)
RR
Connecticut(8/31/2020)
RR
Delaware(1/14/2025)
RR
District of Columbia(8/31/2020)
RR
Florida(8/31/2020)
RR
Georgia(2/5/2024)
RR
Illinois(8/31/2020)
RR
Indiana(1/14/2025)
RR
Kansas(8/31/2020)
RR
Louisiana(8/31/2020)
RR
Maryland(8/1/2022)
RR
Massachusetts(8/31/2020)
RR
Michigan(1/14/2025)
RR
Minnesota(8/31/2020)
RR
Missouri(1/14/2025)
RR
Montana(8/31/2020)
RR
New Hampshire(8/31/2020)
RR
New Jersey(8/31/2020)
RR
New York(8/31/2020)
RR
North Carolina(8/31/2020)
RR
Ohio(1/14/2025)
RR
Oklahoma(8/31/2020)
RR
Oregon(8/31/2020)
RR
Pennsylvania(8/31/2020)
RR
South Carolina(1/14/2025)
RR
Texas(8/31/2020)
RR
Virginia(1/30/2024)
RR
Washington(8/31/2020)
RR
Wisconsin(1/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 4/16/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 4/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PP
PJT PARTNERS LP
PARK HILL | PJT PARTNERS LP | PJT PARTNERS LLC | PJT PARK HILL | PJT CAMBERVIEW | PARK HILL GROUP
CRD#: 171058 / SEC#: , 8-69442
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
280 Park Avenue 15th Floor, New York, NY 10017
Mailing Address
280 Park Avenue 15th Floor, New York, NY 10017
Phone number
(212) 364-7800
Established
Delaware since 01/15/2014
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
