Christopher Bole
Professional summary
Christopher Bole, who also goes by Chris Bole, Christopher David Bole, is a registered financial professional currently at PACIFIC ALLIANCE ASSOCIATES LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Bole's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2021 - Present
PACIFIC ALLIANCE ASSOCIATES LLC
Office #1: 261 Madison Avenue 9th Floor, New York, NY 10016January 5, 2021 - July 7, 2021
FORESIDE FINANCIAL SERVICES, LLC
January 27, 2020 - December 31, 2020
ALPS DISTRIBUTORS, INC.
February 27, 2015 - February 14, 2019
COWEN AND COMPANY
September 2, 2008 - July 8, 2013
PRINCIPAL SECURITIES, INC.
July 12, 2007 - November 5, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2021)
(7/28/2021)
Exams
FINRA
Current Firm
PACIFIC ALLIANCE ASSOCIATES LLC
CRD#: 148938 / SEC#: , 8-68088
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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