AH
Amy M. Hoovler
CETERA INVESTMENT ADVISERS LLC
PATASKALA, OH 43062
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CRD#: 4982062
AH
Professional summary
Amy Michelle Hoovler, AIF®, who also goes by Amy Michelle Hoovler-helwagen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pataskala, Ohio and CETERA ADVISORS LLC located in Pataskala, Ohio.
Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Amy has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amy Michelle Hoovler-Helwagen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DBA: HOOVLER FINANCIAL & INSURANCE SERVICES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL AND INSURANCE SERVICES, STARTED 2005, 40 HOURS PER WEEK - DURING TRADING HOURS, CUSTOMER SERVICE REP - ASSIST WITH CLIENT RELATED DETAILS. (2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START OCTOBER 2014, 20 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, HEALTH, LONG-TERM CARE & ANNUITIES. (3) PATASKALA UNITED METHODIST CHURCH, NOT INVESTMENT RELATED, 456 SOUTH MAIN STREET, PATASKALA, OH 43062, CHURCH, START 2005, 5 HOURS PER WEEK - NOT DURING TRADING HOURS, DIRECTOR OF MUSIC. (4) NAME OF OTHER BUSINESS: BUCKEYE VALLEY FAMILY YMCA ; INVESTMENT RELATED: NO ; ADDRESS: 470 W CHURCH ST, NEWARK, OH 43055 ; NATURE OF BUSINESS: COMMUNITY CENTER ; START DATE: 02/2019 ; POSITION/TITLE/RELATIONSHIP: BOARD OF DIRECTORS ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ARTICULATE, SAFEGUARD, MODEL AND PROMOTE THE VALUES OF THE YMCA ; (5) NAME OF OTHER BUSINESS: SOUTHWEST LICKING EDUCATIONAL FOUNDATION ; INVESTMENT RELATED: NO ; ADDRESS: 927-A S ST, PATASKALA, OH 43062 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 11/2020 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: LEAD MEETINGS AND HELP PROCESS APPLICATIONS FOR GRANTS ; (6) NAME OF OTHER BUSINESS: PATASKALA AREA CHAMBER OF COMMERCE BOARD OF DIRECTORS; INVESTMENT RELATED: NO; ADDRESS: 430 S. MAIN STREET PATASKALA, OH 43062; NATURE OF BUSINESS: NON PROFIT; START DATE: 1/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: ADOPT RULES, REGULATIONS, GUIDANCE, TASKED WITH INCREASING EFFICIENCY AND USEFULNESS OF THE CHAMBER;
CRS (Client Relationship Summary) - RIA
Click below to view Amy Michelle Hoovler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 621 W Broad St Ste 1c, Pataskala, OH 43062RIA
CRD#: 105644
PATASKALA, OH
Current
August 6, 2015 - Present
CETERA ADVISORS LLC
Office #1: 621 W Broad St Ste 1c, Pataskala, OH 43062BD
CRD#: 10299
Pataskala, OH
Past
September 14, 2016 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/13/2022)
RR
California(9/14/2016)
RR
Colorado(1/13/2022)
RR
Florida(10/1/2020)
RR
Illinois(1/13/2022)
RR
Indiana(1/14/2023)
RR
Michigan(4/29/2022)
RR
Ohio(8/7/2015)
IAR
Ohio(3/21/2024)
RR
Texas(3/30/2022)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
