Walter Carlos Richter
Professional Summary
Walter Carlos Richter, who also goes by Walter C Richter, is a registered financial advisor currently at VIRTU AMERICAS LLC located in Rye Brook, New York. Walter is registered as a RR (Registered Representative) and started their career in finance in 2005. Walter has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 44, Series 55, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Walter C Richter
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Contact Information
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC
Contact Information
Main Address
1633 Broadway 41st Floor, New York, NY 10019Mailing Address
1633 Broadway 41st Floor, New York, NY 10019Phone Number
(646) 682-6000Established
Delaware since 02/06/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
79Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 44 — PCX Market Maker Exam
Passed Aug 2008Series 55 — Limited Representative-Equity Trader Exam
Passed Jun 2007SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Walter Carlos Richter's CRS (Customer Relationship Summary).
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