Samuel B. Wheeler
Professional summary
Samuel Bowman Wheeler, who also goes by Samuel B Wheeler, Samuel Bowman Wheeler Jr, Samuel Bowman Wheeler, Bow Wheeler, is a registered financial advisor currently at INTELLIGENCE DRIVEN ADVISERS, LLC located in Carlsbad, California.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Samuel has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Bowman Wheeler's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2021 - Present
INTELLIGENCE DRIVEN ADVISERS, LLC
Office #1: 2792 Gateway Road, Carlsbad, CA 92009July 3, 2019 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
July 3, 2019 - April 20, 2021
MUTUAL OF AMERICA SECURITIES LLC
October 13, 2011 - July 31, 2014
OSAIC FA, INC.
December 6, 2010 - December 31, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 13, 2005 - November 15, 2010
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2021)
Exams
Series 6TO
Date: 7/3/2019
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
INTELLIGENCE DRIVEN ADVISERS, LLC
CRD#: 299589 / SEC#: 801-114418
Contact information
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 879 |
| AUM (Assets Under Management) | $ 828,210,292 |
Red Flags
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