Samuel T. Hancock

PRISM FINANCIAL PRODUCTS LP

New York, NY 10036

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CRD#: 4980713

Professional summary

Samuel Thomas Hancock, who also goes by Samuel T Hancock, Samuel Hancock, is a registered financial professional currently at PRISM FINANCIAL PRODUCTS LP located in New York, New York.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 2006. Samuel has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Samuel T Hancock | Samuel Hancock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Thomas Hancock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2021 - Present

PRISM FINANCIAL PRODUCTS LP

Office #1: 130 West 42nd Street 23rd Floor, New York, NY, 10036

CRD#: 306255

New York, NY

Past

April 22, 2015 - August 16, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 11, 2014 - March 17, 2015

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

STAMFORD, CT

Past

October 20, 2010 - June 24, 2014

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 21, 2006 - November 12, 2010

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/12/2025)

Connecticut
(5/23/2025)

Florida
(6/20/2025)

Illinois
(7/8/2025)

Massachusetts
(9/2/2025)

New Jersey
(7/8/2025)

New York
(2/5/2022)

Texas
(8/12/2025)

Exams

State Security Law Exam

Series 63

Date: 2/4/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/7/2019

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/20/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 7/18/2022

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

PRISM FINANCIAL PRODUCTS LP

CRD#: 306255 / SEC#: , 8-70465

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

130 West 42nd Street 23rd Floor, New York, NY, 10036

Mailing Address

130 West 42nd Street 23rd Floor, New York, NY, 10036

Phone number

(646) 205-6181

Established

Delaware since 02/04/2016

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PRISMFP PARTNERS LLP	LIMITED PARTNER
TAZZA USA INC.	LIMITED PARTNER
FRANK, CHRISTIAN	FINOP/CFO	6288010
MARTINS DA SILVA, DAVID	CEO	2777772
MARTINS DA SILVA, KEVIN	CCO	6068590
PRISMFP GP LLC	GENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel T. Hancock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Thomas Hancock's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NATWEST MARKETS SECURITIES INC.

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/4/2022

SIE

Date: 1/2/2023

Series 3

Date: 10/7/2019

Series 7

Date: 9/20/2006

Series 4

Date: 7/18/2022

FINRA

Current Firm

PRISM FINANCIAL PRODUCTS LP

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PRISM FINANCIAL PRODUCTS LP

TRUST BUT VERIFY

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