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FIRM PROFILE
Overview
PRISM FINANCIAL PRODUCTS LP is located at 130 West 42nd Street, 23rd Floor, New York, NY 10036 and was first established at New York, Delaware in 02/04/2016. After operating for 10 years, PRISM FINANCIAL PRODUCTS LP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PRISM FINANCIAL PRODUCTS LP’s clients are individuals and 0% of their clients are high net worth individuals. PRISM FINANCIAL PRODUCTS LP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PRISM FINANCIAL PRODUCTS LP are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PRISM FINANCIAL PRODUCTS LP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PRISM FINANCIAL PRODUCTS LP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for PRISM FINANCIAL PRODUCTS LP Comes From
Understanding the Statistics for PRISM FINANCIAL PRODUCTS LP and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
130 West 42nd Street 23rd Floor, New York, NY, 10036
130 West 42nd Street 23rd Floor, New York, NY, 10036
Small
(646) 205-6181
Delaware since 02/04/2016
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
The Importance of Understanding a Firm’s Role when Evaluating an Advisor
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Advisor's working at PRISM FINANCIAL PRODUCTS LP
Stephen Lawrence Nixon
Samuel Thomas Hancock
Owen Michael Hewes
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