Satish P. Dharwadkar

MANGOTREE CAPITAL

TAMPA, FL 33607

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CRD#: 4980291

Professional summary

Satish P Dharwadkar, AIF® is a registered financial advisor currently at MANGOTREE CAPITAL, LLC located in Tampa, Florida.

Satish is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Satish has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Satish P Dharwadkar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 21, 2012 - Present

MANGOTREE CAPITAL, LLC

Office #1: 3030 N Rocky Point Dr W #150, Tampa, FL 33607Office #2: 6633 Eighteen Mile Road #2, Sterling Heights, MI 48314

RIA

CRD#: 160552

TAMPA, FL

Past

September 1, 2005 - June 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLINTON TOWNSHIP, MI

Past

August 16, 2005 - June 19, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLINTON TOWNSHIP, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/16/2014)

IAR

Michigan
(6/21/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/2005

General Securities Representative Examination

Current Firm

MANGOTREE CAPITAL, LLC

CRD#: 160552 / SEC#:

Florida

Registered Investment Advisory firm - (7/16/2014 Approved)

Michigan

Registered Investment Advisory firm - (6/12/2012 Approved)

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Contact information

Main Address

6633 Eighteen Mile Road #2, Sterling Heights, MI 48314

Mailing Address

3030 N Rocky Point Dr W #150, Tampa, FL 33607

Phone number

(844) 626-4637

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 39,600,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Satish P. Dharwadkar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Satish P Dharwadkar's CRS (Customer Relationship Summary).

Certified licenses

Experience

MANGOTREE CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2005

Series 7

Date: 8/15/2005

Current Firm

MANGOTREE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MANGOTREE CAPITAL, LLC

TRUST BUT VERIFY

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