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Henry J. Schroeder

Henry J. Schroeder

KENNEDY INVESTMENT GROUP
West Deptford, NJ 08086
Some features on this profile are disabled
CRD#: 4980239
Henry J. Schroeder

Professional summary

Henry J. Schroeder, CFP®, who also goes by Hank J Schroeder, Henry J Schroeder Jr, Henry J Schroeder, is a registered financial advisor currently at KENNEDY INVESTMENT GROUP located in West Deptford, New Jersey.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Henry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Hank J Schroeder | Henry J Schroeder Jr | Henry J Schroeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Business: Seton Hall University Address: 400 S Orange Ave , South Orange , NJ, 07079, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide advise and expertise on Customer Experience for Business School and their certification programs they offer (2) Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry J. Schroeder's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

September 30, 2022 - Present

KENNEDY INVESTMENT GROUP

Office #1: 196 Delaware Street, West Deptford, NJ 08086
RIA
CRD#: 322605
West Deptford, NJ
Past

March 12, 2018 - October 10, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
WEST DEPTFORD, NJ
Past

March 1, 2018 - October 10, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
WEST DEPTFORD, NJ
Past

April 17, 2012 - March 6, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
PITTSBURGH, PA
Past

October 13, 2010 - March 6, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
PITTSBURGH, PA
Past

July 12, 2005 - October 7, 2010

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KENNEDY INVESTMENT GROUP
KENNEDY INVESTMENT GROUP | KENNEDY INVESTMENT GROUP, INC.

CRD#: 322605 / SEC#: 801-126404

RIA
Registered Investment Advisory firm - (11/10/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(9/30/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/16/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/28/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/11/2005
Investment Company Products/Variable Contracts Representative Examination

Current Firm

KI
KENNEDY INVESTMENT GROUP
KENNEDY INVESTMENT GROUP | KENNEDY INVESTMENT GROUP, INC.

CRD#: 322605 / SEC#: 801-126404

RIA
Registered Investment Advisory firm - (11/10/2022 Approved)
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Contact information

Main Address
196 Delaware Street, West Deptford, NJ 08086
Mailing Address
Phone number
(856) 853-0400
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KIG DISCLOSURE BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts2,519
AUM (Assets Under Management)$ 545,415,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KENNEDY INVESTMENT GROUP

CRD#: 322605West Deptford, NJ 08086

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