Jenner J. Smith
Professional summary
Jenner John Smith, who also goes by Jenner J Smith, is a registered financial professional currently at CAPITOLIS GLOBAL BROKER DEALER LLC located in New York, New York.
Jenner is registered as a RR (Registered Representative) and started their career in finance in 2006. Jenner has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jenner John Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2025 - Present
CAPITOLIS GLOBAL BROKER DEALER LLC
Office #1: 11 W. 42nd Street 15th Floor, New York, NY, 10036Office #2: 11 W. 42nd Street, 15th Floor, New York, NY 10036September 18, 2012 - June 16, 2021
CITIGROUP GLOBAL MARKETS INC.
August 18, 2006 - November 30, 2009
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2025)
Exams
Series 7TO
Date: 3/20/2024
General Securities Representative ExaminationFINRA
Current Firm
CAPITOLIS GLOBAL BROKER DEALER LLC
CRD#: 325346 / SEC#: , 8-71056
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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