Thomas J. Barrett
Professional summary
Thomas Joseph Barrett III, who also goes by Thomas Joseph Barrett III, Thomas Joseph Barrett, Thomas Joseph Barrett III Iii, is a registered financial professional currently at CTC, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2006. Thomas has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Barrett III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2021 - Present
CTC, LLC
Office #1: 151 W. 42nd Street 36th Floor, New York, NY 10036April 3, 2006 - June 10, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 12/23/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
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