Michael E. Devitt
Professional summary
Michael Emmett Devitt is a registered financial professional currently at D. BORAL CAPITAL located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 4 firms and has passed the Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Emmett Devitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2026 - Present
D. BORAL CAPITAL
Office #1: 590 Madison Ave 39th Floor, New York, NY 10022September 19, 2023 - March 19, 2026
B. RILEY SECURITIES, INC.
August 19, 2020 - July 18, 2023
COWEN AND COMPANY
March 14, 2017 - August 31, 2020
CREDIT SUISSE SECURITIES (USA) LLC
December 23, 2009 - April 20, 2015
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
D. BORAL CAPITAL
CRD#: 103792 / SEC#: , 8-52280
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DBCH PARTNERS LLC | SHAREHOLDER | |
| AGRAWAL, SHARAD | CHIEF TECHNOLOGY OFFICER | 5115964 |
| BORAL, DAVID WALTER | CHIEF EXECUTIVE OFFICER | 5340753 |
| MERLIN, JARED | CHIEF COMPLIANCE OFFICER | 4222427 |
| WHALEN, RYAN JAMES | GENERAL COUNSEL | 7457347 |
| WIEDERLIGHT, PHILIP | CHIEF OPERATING OFFICER | 5856024 |
| WILDER, BRADLEY STEPHEN | FINOP | 7497819 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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