Raghuram Selvaraju
Professional summary
Raghuram Selvaraju is a registered financial professional currently at H.C.WAINWRIGHT & CO., LLC located in New York, New York.
Raghuram is registered as a RR (Registered Representative) and started their career in finance in 2005. Raghuram has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raghuram Selvaraju's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2015 - Present
H.C.WAINWRIGHT & CO., LLC
Office #1: 430 Park Avenue 4th Floor, New York, NY 10022Office #2: 430 Park Avenue 4th Floor, New York, NY 10022December 17, 2014 - July 31, 2015
MLV & CO. LLC
March 12, 2012 - November 17, 2014
AEGIS CAPITAL CORP.
April 4, 2011 - March 13, 2012
MORGAN JOSEPH TRIARTISAN LLC
May 17, 2010 - April 25, 2011
NOBLE CAPITAL MARKETS, INC.
January 12, 2009 - May 28, 2010
HAPOALIM SECURITIES USA, INC.
December 15, 2005 - December 15, 2008
RODMAN & RENSHAW, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2015)
Exams
FINRA
Nasdaq Stock Market
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
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