John F. Rosellini
Professional summary
John Frank Rosellini III, who also goes by John F Rosellini III, John Frank Rosellini, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Wilmette, Illinois and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Alamo, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Frank Rosellini III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2011 - Present
PGIM INVESTMENTS LLC
September 16, 2011 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 30, 2007 - August 31, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 6, 2007 - August 31, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/30/2013)
(3/8/2016)
(11/20/2018)
Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
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