GW
Gavin M. Weeks
CITIGROUP GLOBAL MARKETS
New York, NY 10013
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CRD#: 4977764
GW
Professional summary
Gavin M Weeks is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in New York, New York and CREDIT AGRICOLE SECURITIES (USA) INC. located in New York, New York.
Gavin is registered as a RR (Registered Representative) and started their career in finance in 2006. Gavin has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gavin M Weeks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2006 - Present
CITIGROUP GLOBAL MARKETS INC.
Office #1: 388 Greenwich Street, New York, NY 10013RIA
BD
CRD#: 7059
New York, NY
Current
April 20, 2026 - Present
CREDIT AGRICOLE SECURITIES (USA) INC.
Office #1: 1301 Avenue Of The Americas 9th Floor, New York, NY 10019BD
CRD#: 190
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/21/2010)
RR
Alaska(1/21/2010)
RR
Arizona(1/21/2010)
RR
Arkansas(1/21/2010)
RR
California(1/21/2010)
RR
Colorado(1/21/2010)
RR
Connecticut(1/21/2010)
RR
Delaware(1/21/2010)
RR
District of Columbia(1/21/2010)
RR
Florida(1/21/2010)
RR
Georgia(1/21/2010)
RR
Hawaii(1/21/2010)
RR
Idaho(1/21/2010)
RR
Illinois(1/21/2010)
RR
Indiana(1/21/2010)
RR
Iowa(1/21/2010)
RR
Kansas(1/21/2010)
RR
Kentucky(1/21/2010)
RR
Louisiana(1/21/2010)
RR
Maine(1/21/2010)
RR
Maryland(1/21/2010)
RR
Massachusetts(1/21/2010)
RR
Michigan(1/21/2010)
RR
Minnesota(1/21/2010)
RR
Mississippi(1/21/2010)
RR
Missouri(1/21/2010)
RR
Montana(1/21/2010)
RR
Nebraska(1/21/2010)
RR
Nevada(1/21/2010)
RR
New Hampshire(1/21/2010)
RR
New Jersey(1/21/2010)
RR
New Mexico(1/21/2010)
RR
New York(9/15/2006)
RR
North Carolina(1/21/2010)
RR
North Dakota(1/21/2010)
RR
Ohio(1/21/2010)
RR
Oklahoma(1/21/2010)
RR
Oregon(1/21/2010)
RR
Pennsylvania(1/21/2010)
RR
Puerto Rico(1/21/2010)
RR
Rhode Island(1/21/2010)
RR
South Carolina(1/21/2010)
RR
South Dakota(1/21/2010)
RR
Tennessee(1/21/2010)
RR
Texas(1/21/2010)
RR
Utah(1/21/2010)
RR
Vermont(1/21/2010)
RR
Virgin Islands(8/19/2025)
RR
Virginia(1/21/2010)
RR
Washington(1/21/2010)
RR
West Virginia(1/21/2010)
RR
Wisconsin(1/21/2010)
RR
Wyoming(1/21/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/21/2006
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
CREDIT AGRICOLE SECURITIES (USA) INC.
CALYON SECURITIES (USA) INC | EURO PARTNERS SECURITIES CORPORATION | CREDIT LYONNAIS SECURITIES (USA), INC. | CREDIT AGRICOLE SECURITIES (USA) INC. | CL GLOBALPARTNERS SECURITIES CORPORATION | CALYON SECURITIS (USA) INC.
CRD#: 190 / SEC#: , 8-13753
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019
Mailing Address
1301 Avenue Of The Americas - 9th Floor, New York, NY 10019
Phone number
(212) 261-7000
Established
New York since 01/30/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI") | SHAREHOLDER | |
| ARNAL, CELINE | DIRECTOR | 7247072 |
| GEROLD, MARIA TERESA | CFO | 5967881 |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | DIRECTOR | 7817148 |
| KURZ, WILLIAM FRANK | MEMBER OF THE BOARD OF DIRECTORS AND COO | 7602164 |
| PUBLIE, STEPHANE | INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 |
| ZAFAR, KASHIF | MANAGING DIRECTOR | 2666642 |
Disclosures
| Regulatory Event | 18 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
