Ashley Benton-cooper

ANCORA PRIVATE WEALTH ADVISORS

Cleveland, OH 44124

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CRD#: 4977623

Professional summary

Ashley Benton-cooper, who also goes by Ashley Brooke Benton, Ashley B Benton-cooper, Ashley Brooke Cooper, is a registered financial advisor currently at ANCORA PRIVATE WEALTH ADVISORS, LLC located in Cleveland, Ohio and INVERNESS SECURITIES, LLC located in Cleveland, Ohio.

Ashley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Ashley has worked at 13 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ashley Brooke Benton | Ashley B Benton-Cooper | Ashley Brooke Cooper

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ancora Family Wealth Advisors Cleveland Oh Compliance 5/30/23 investment related 5 hr/wk

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Benton-cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2023 - Present

ANCORA PRIVATE WEALTH ADVISORS, LLC

Office #1: 6060 Parkland Boulevard Suite 200, Cleveland, OH 44124

RIA

CRD#: 124845

Cleveland, OH

Current

June 1, 2023 - Present

INVERNESS SECURITIES, LLC

Office #1: 6060 Parkland Blvd Ste 200, Cleveland, OH 44124

CRD#: 129914

Cleveland, OH

Past

April 6, 2023 - June 2, 2023

ALIRA HEALTH TRANSACTION SERVICES, LLC

CRD#: 140203

FRAMINGHAM, MA

Past

March 23, 2023 - June 2, 2023

DRAKE STAR SECURITIES LLC

CRD#: 131338

NEW YORK, NY

Past

January 31, 2023 - May 30, 2023

BRIARCLIFFE CREDIT PARTNERS, LLC

CRD#: 313453

NEW YORK, NY

Past

April 18, 2022 - December 31, 2022

ALBERT SECURITIES, LLC

CRD#: 305928

SANTA BARBARA, CA

Past

March 10, 2022 - May 26, 2023

EC SECURITIES LLC

CRD#: 287845

NEW YORK, NY

Past

March 8, 2022 - May 30, 2023

HEALTHCARE COMMUNITY SECURITIES CORP.

CRD#: 36026

RENSSELAER, NY

Past

October 20, 2021 - May 31, 2023

FIRSTRADE SECURITIES INC.

CRD#: 16843

FLUSHING, NY

Past

September 13, 2018 - September 20, 2021

LPL FINANCIAL LLC

CRD#: 6413

BRECKSVILLE, OH

Past

October 19, 2016 - April 2, 2018

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

September 18, 2013 - October 20, 2016

LPL FINANCIAL LLC

CRD#: 6413

AKRON, OH

Past

February 7, 2013 - September 18, 2013

FIRSTMERIT FINANCIAL SERVICES, INC

CRD#: 149680

AKRON, OH

Past

September 3, 2008 - June 4, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NORTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCORA PRIVATE WEALTH ADVISORS, LLC

CRD#: 124845 / SEC#: 801-61942

RIA

Registered Investment Advisory firm - (4/3/2003 Approved)

Ohio

Registered Investment Advisory firm - (4/3/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(6/14/2023)

IAR

Ohio
(10/27/2023)

Virginia
(5/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 3/11/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 10/24/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 30

Date: 11/21/2023

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 4/24/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ANCORA PRIVATE WEALTH ADVISORS, LLC

CRD#: 124845 / SEC#: 801-61942

RIA

Registered Investment Advisory firm - (4/3/2003 Approved)

Ohio

Registered Investment Advisory firm - (4/3/2003 Terminated)

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Contact information

Main Address

6060 Parkland Boulevard Suite 200, Cleveland, OH 44124

Mailing Address

Phone number

(216) 825-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCORA PRIVATE WEALTH ADVISORS LLC FORM ADV PART 2A DTD 12-31-2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	4,083
AUM (Assets Under Management)	$ 3,213,280,712

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ashley Benton-cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ashley Benton-cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVERNESS SECURITIES, LLC

ALIRA HEALTH TRANSACTION SERVICES, LLC

DRAKE STAR SECURITIES LLC

BRIARCLIFFE CREDIT PARTNERS, LLC

ALBERT SECURITIES, LLC

EC SECURITIES LLC

HEALTHCARE COMMUNITY SECURITIES CORP.

FIRSTRADE SECURITIES INC.

LPL FINANCIAL LLC

VALMARK SECURITIES, INC.

LPL FINANCIAL LLC

FIRSTMERIT FINANCIAL SERVICES, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ANCORA PRIVATE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2023

Series 99TO

Date: 3/11/2025

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2008

Series 14

Date: 10/24/2024

Series 30

Date: 11/21/2023

Series 24

Date: 4/24/2017

FINRA

Current Firm

ANCORA PRIVATE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCORA PRIVATE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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