MM
Matthew T. Mclane
CENTAURUS FINANCIAL
Montgomery, TX 77356
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CRD#: 4977576
MM
Professional summary
Matthew Thomson Mclane, who also goes by Matthew Mclane, Mattewh Thomson Mclane, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Montgomery, Texas.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Mclane | Mattewh Thomson Mclane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FUTURE LIGHTS CONSULTING-N, NON-INVESTMENT RELATED, 14015 PARK DRIVE, SUITE #111, TOMBALL, TX 77377, OWNER, PASS THROUGH S CORP FOR TAX PRUPOSES ONLY. 2. MCLANE FINANCIAL POSITION: Owner NATURE: Paying operating expenses INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/13/2022 ADDRESS: 14015 Park Drive, Suite #111, Tomball, TX 77377, United States DESCRIPTION: Paying operating expenses THE MCLANE AGENCY, INC. POSITION: Agent NATURE: Marketing and sales of life insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/14/1983 ADDRESS: 14015 Park Drive, Suite #111, Tomball TX 77377, United States DESCRIPTION: Marketing and sales of Life Insurance. THE MCLANE AGENCY, INC. DBA MCLANE ADVISORS POSITION: OWNER NATURE: DBA for branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2006 ADDRESS: 14015 Park Drive, Suite #111, Tomball, TX 77377, United States DESCRIPTION: DBA for branding pruposes
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Thomson Mclane's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Thomson Mclane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2023 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 18001 West Highway 105 Suite #108, Montgomery, TX 77356Office #2: 14015 Park Drive Suite #111, Tomball, TX 77377RIA
BD
CRD#: 30833
Montgomery, TX
Current
January 19, 2023 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 18001 West Highway 105 Suite #108, Montgomery, TX 77356Office #2: 14015 Park Drive Suite #111, Tomball, TX 77377RIA
BD
CRD#: 30833
Montgomery, TX
Past
October 16, 2017 - January 20, 2023
USA FINANCIAL SECURITIES LLC
RIA
CRD#: 103857
Tomball, TX
Past
October 16, 2017 - January 20, 2023
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
Tomball, TX
Past
April 20, 2016 - October 18, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
TOMBALL, TX
Past
September 2, 2009 - October 18, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
TOMBALL, TX
Past
February 27, 2009 - September 4, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
TOMBALL, TX
Past
August 24, 2005 - February 27, 2009
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
TOMBALL, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(2/7/2023)
IAR
Colorado(4/16/2024)
IAR
Florida(1/20/2023)
RR
Florida(9/10/2024)
IAR
Indiana(1/19/2023)
RR
Nevada(7/3/2023)
IAR
Nevada(7/3/2023)
IAR
Oklahoma(4/27/2023)
RR
Texas(1/19/2023)
IAR
Texas(1/19/2023)
IAR
Utah(1/24/2023)
RR
Utah(3/29/2023)
IAR
Virginia(10/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Montgomery, TX 77356TRUST BUT VERIFY
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