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TS

Ted F. Safranko

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CRD#: 4976565
TS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ted F Safranko, who also goes by Ted Fredirick Joseph Safranko, was a registered financial professional .

Ted is a previously registered financial professional and started their career in finance in 2005. Ted had worked at 2 firms and has passed the Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ted Fredirick Joseph Safranko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 2, 2013 - October 17, 2013

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

BD
CRD#: 126914
TORONTO, ONTARIO,
Past

October 10, 2005 - March 19, 2013

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
TORONTO, ONTARIO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 11/2/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/7/2005
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/2013
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 3/4/2009
Investment Company Products/Variable Contracts Principal Examination

Current Firm

E&
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC. | EY CORPORATE FINANCE (CANADA)

CRD#: 126914 / SEC#: , 8-65929

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
100 Adelaide Street West, Ey Tower, Toronto, Ontario, M5H 0B3
Mailing Address
100 Adelaide Street West, Ey Tower Po Box 1, Toronto, Ontario, M5H 0B3
Phone number
(416) 943-3101
Established
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EY ADVISORY SERVICES INC.PARENT
DUNN, KEVIN SHANEDIRECTOR5464609
IANNI, ANTHONYDIRECTOR/CHAIRMAN/FINOP4727825
MCMILLAN, BROCK MURRAYPRESIDENT5189976
ROY, SHARA NICOLEOFFICER (SECRETARY)7621988
SAVAGE, DOUGLAS ROBERTCHIEF COMPLIANCE OFFICER6526291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

CRD#: 126914

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