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GZ

George Eugene Zranov

CRD# 4976564·Registered 2006 - 2026
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Eugene Zranov was a registered financial advisor. George was a previously registered financial professional and started their career in finance 2006 - 2026. George had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Denver, CO
May 17, 2024 - May 18, 2026
JVM SECURITIES, LLC·CRD# 290327
BD
Oak Brook, IL
January 3, 2023 - February 23, 2024
WALTON RE SECURITIES, LLC·CRD# 172024
BD
Scottsdale, AZ
July 28, 2022 - September 27, 2022
MFS INSTITUTIONAL ADVISORS INC.·CRD# 107144
RIA
Boston, MA
August 14, 2015 - January 31, 2022
MFS FUND DISTRIBUTORS, INC.·CRD# 31052
BD
Boston, MA
June 17, 2015 - January 31, 2022
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.·CRD# 138756
RIA
Boston, MA
December 17, 2007 - June 2, 2015
AMUNDI DISTRIBUTOR US, INC.·CRD# 24497
BD
Boston, MA
December 17, 2007 - June 2, 2015
THORNBURG INVESTMENT MANAGEMENT INC·CRD# 106357
RIA
Santa Fe, NM
August 28, 2007 - December 3, 2007
THORNBURG INVESTMENT MANAGEMENT INC·CRD# 106357
RIA
Santa Fe, NM
July 25, 2007 - August 28, 2007
THORNBURG SECURITIES LLC·CRD# 14857
BD
Santa Fe, NM
April 23, 2007 - December 3, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
June 29, 2006 - February 27, 2007

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Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2007About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2007About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2006About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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