Skip D. Zwahlen
Professional summary
Skip Demoss Zwahlen, who also goes by Skip D Zwahlen, is a registered financial advisor currently at OCEAN AVENUE WEALTH MANAGEMENT located in Santa Monica, California.
Skip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Skip has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Skip Demoss Zwahlen's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2010 - Present
OCEAN AVENUE WEALTH MANAGEMENT
Office #1: 1431 Ocean Avenue Suite 1100, Santa Monica, CA 90401June 24, 2009 - August 30, 2010
S.L. REED & COMPANY
September 5, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
August 15, 2005 - May 13, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/31/2010)
(2/4/2016)
Exams
Current Firm
OCEAN AVENUE WEALTH MANAGEMENT
CRD#: 154655 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 85,874,863 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
