Sean Townley
Professional summary
Sean Townley, CFP®, who also goes by Sean Edward Townley, Sean Townley, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Bridgewater, New Jersey and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Sean has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sean Townley's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
October 21, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111August 26, 2021 - October 17, 2024
EAGLE STRATEGIES LLC
July 22, 2021 - October 17, 2024
NYLIFE SECURITIES LLC
March 25, 2017 - March 30, 2020
MML INVESTORS SERVICES, LLC
March 25, 2017 - March 30, 2020
MML INVESTORS SERVICES, LLC
September 18, 2008 - February 24, 2012
TOWER SQUARE SECURITIES, INC.
July 12, 2007 - February 24, 2012
TOWER SQUARE SECURITIES, INC.
April 28, 2006 - February 24, 2012
WALNUT STREET SECURITIES, INC.
April 28, 2006 - January 2, 2015
NEW ENGLAND SECURITIES
April 28, 2006 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
October 27, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
October 27, 2005 - February 24, 2012
WALNUT STREET SECURITIES, INC.
October 27, 2005 - January 2, 2015
NEW ENGLAND SECURITIES
October 27, 2005 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
