Fiona C. Kurz
Professional summary
Fiona Choi Kurz, who also goes by Fiona S Choi, Fiona Sora Choi, Fiona Choi Kurz, Fiona S Kurz, Fiona Sora Kurz, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Fiona is registered as a RR (Registered Representative) and started their career in finance in 2008. Fiona has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fiona Choi Kurz's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 340 Madison Avenue Suite 200, New York, NY 10173March 29, 2021 - February 2, 2022
SEA OTTER SECURITIES GROUP LLC
September 25, 2018 - March 27, 2019
GALAXY DIGITAL PARTNERS LLC
August 14, 2013 - February 8, 2017
BLACKSTONE SECURITIES PARTNERS L.P.
December 22, 2010 - August 2, 2013
FORTRESS CAPITAL FORMATION LLC
October 16, 2008 - August 18, 2010
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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