Richard M. Follis
Professional summary
Richard Morgan Follis, who also goes by Richard Morgan Follis, Rick M Follis, Ricky Morgan Follis, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2007. Richard has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Morgan Follis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2025 - Present
EXCHANGERIGHT SECURITIES, LLC
Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106September 26, 2022 - May 19, 2024
ORCHARD SECURITIES, LLC
August 28, 2018 - September 20, 2022
BLUEROCK CAPITAL MARKETS LLC
February 24, 2016 - July 30, 2018
STRATCAP SECURITIES, LLC
February 15, 2011 - December 8, 2015
REALTY CAPITAL SECURITIES, LLC
February 11, 2009 - February 8, 2011
U.S. SELECT SECURITIES LLC
March 9, 2007 - January 21, 2009
CULLUM & BURKS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2025)
(5/29/2025)
Exams
FINRA
Current Firm
EXCHANGERIGHT SECURITIES, LLC
CRD#: 283430 / SEC#: , 8-69753
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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