GA
Gaurav Arora
JAYPEE INTERNATIONAL
Chicago, IL 60606
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CRD#: 4975937
GA
Professional summary
Gaurav Arora is a registered financial professional currently at JAYPEE INTERNATIONAL, INC. located in Chicago, Illinois.
Gaurav is registered as a RR (Registered Representative) and started their career in finance in 2005. Gaurav has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gaurav Arora's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2005 - Present
JAYPEE INTERNATIONAL, INC.
Office #1: 110 North Wacker Drive Suite 2500, Chicago, IL 60606BD
CRD#: 135719
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
FINRA
Current Firm
JI
JAYPEE INTERNATIONAL, INC.
JAYPEE INTERNATIONAL, INC.
CRD#: 135719 / SEC#: , 8-66945
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
110 North Wacker Drive Suite 2500, Chicago, IL 60606
Mailing Address
110 North Wacker Drive Suite 2500, Chicago, IL 60606
Phone number
(312) 254-5044
Established
Delaware since 06/13/2003
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
