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Varun Choudhary

JAYPEE INTERNATIONAL
CHICAGO, IL
·CRD# 4971939·21 years experience

Professional Summary

Varun Choudhary is a registered financial advisor currently at JAYPEE INTERNATIONAL, INC. located in Chicago, Illinois. Varun is registered as a RR (Registered Representative) and started their career in finance in 2010. Varun has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

JAYPEE INTERNATIONAL, INC.·CRD# 135719
BD
1. 110 North Wacker Drive Suite 2500, Chicago, IL 606062. 110 North Wacker Drive Suite 2500, Chicago, IL 60606
August 17, 2010 - Present

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Current Firm

JI
JAYPEE INTERNATIONAL, INC.

JAYPEE INTERNATIONAL, INC.

CRD#: 135719 / SEC#: 8-66945
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

110 North Wacker Drive Suite 2500, Chicago, IL 60606

Mailing Address

110 North Wacker Drive Suite 2500, Chicago, IL 60606

Phone Number

(312) 254-5044

Established

Delaware since 06/13/2003

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
JAYPEE CAPITAL LIMITEDPARENT—
ARORA, SORABHPRESIDENT, EXECUTIVE REPRESENTATIVE, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER & SROP/CROP4704544
CHOUDHARY, VARUNCOO,PFO,POO4971939

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(8/17/2010)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2005About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Dec 2004About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Apr 2022About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2011About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Varun Choudhary's CRS (Customer Relationship Summary).

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