Joshua Michael Martin
Professional Summary
Joshua Michael Martin is a registered financial advisor currently at PEP ADVISORY LLC located in Houston, Texas. Joshua is registered as a RR (Registered Representative) and started their career in finance in 2005. Joshua has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 79, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Years of Experience
21 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Current Firm
CDH SECURITIES, LLC | PEP ADVISORY LLC | HEIKKINEN ENERGY SECURITIES, LLC
Contact Information
Main Address
100 Waugh Drive Suite 600, Houston, TX 77007Mailing Address
100 Waugh Drive Suite 600, Houston, TX 77007Phone Number
(713) 930-0371Established
Texas since 12/07/2012Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(2/11/2014)
(2/11/2014)
(2/11/2014)
(2/11/2014)
(4/3/2025)
(2/11/2014)
(2/11/2014)
(2/11/2014)
(2/11/2014)
(2/11/2014)
(1/22/2025)
(2/11/2014)
(2/11/2014)
(1/24/2025)
(2/11/2014)
(2/11/2014)
(2/11/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Jun 2016About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 2006SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Joshua Michael Martin's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
MARSHALL WEALTH MANAGEMENT, LLC
