Christine G. Jue
Professional summary
Christine Gah Wai Jue, who also goes by Christine G Jue, Christine G W Jue, Christine Gah Wai Jue, Christine Gw Jue, Christine Jue, is a registered financial professional currently at ALPACA SECURITIES LLC located in New York, New York.
Christine is registered as a RR (Registered Representative) and started their career in finance in 2010. Christine has worked at 10 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 57TO, SIE, Series 3, Series 7, Series 4, Series 53, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christine Gah Wai Jue's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2023 - Present
ALPACA SECURITIES LLC
Office #1: 12 E 49th St. Floor 11, New York, NY 10017October 12, 2021 - September 19, 2022
ROBINHOOD FINANCIAL, LLC
November 30, 2020 - October 12, 2021
ROBINHOOD SECURITIES, LLC
March 9, 2020 - October 24, 2020
NORTHWEST ASSET MANAGEMENT
July 6, 2018 - February 24, 2020
ALPACA SECURITIES LLC
July 26, 2017 - June 26, 2018
MORGAN STANLEY
July 26, 2017 - June 26, 2018
MORGAN STANLEY
August 1, 2016 - June 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
August 1, 2016 - June 26, 2017
WELLS FARGO CLEARING SERVICES, LLC
June 18, 2015 - July 11, 2016
FIRST REPUBLIC SECURITIES COMPANY, LLC
June 15, 2015 - July 11, 2016
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
June 14, 2013 - October 22, 2014
UBS FINANCIAL SERVICES INC.
June 7, 2013 - October 22, 2014
UBS FINANCIAL SERVICES INC.
May 3, 2010 - June 14, 2011
UBS FINANCIAL SERVICES INC.
January 1, 2010 - January 1, 2010
UBS INTERNATIONAL INC.
January 1, 2010 - June 14, 2011
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2023)
(3/21/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 2/14/2020
Securities Trader ExamFINRA
Investors' Exchange LLC
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
ALPACA SECURITIES LLC
CRD#: 288202 / SEC#: , 8-69928
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALPACADB, INC. | SOLE MEMBER | |
| DIAZ, ZACHARY LUCIANO | SR. DIRECTOR CUSTODY & SETTLEMENT, PRINCIPAL OPERATIONS OFFICER | 6027965 |
| DUSSEAULT, DAVID STANLEY | PRESIDENT AND COO | 2819891 |
| GARZA, FELIPE | AML COMPLIANCE OFFICER | 4613815 |
| LEE, TONY | GLOBAL HEAD OF BROKERAGE | 5618563 |
| SAUGSTAD, MONIQUE D | CHIEF COMPLIANCE OFFICER | 4127241 |
| TAIFI, MEHDI | CHIEF RISK OFFICER | 5977322 |
| WETTERWALD, TAMMY CAO | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 6113272 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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