JL
Joshua B. Lantz
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
CORCORAN, MN
Some features on this profile are disabled
CRD#: 4974172
JL
Professional summary
Joshua Bradford Lantz, who also goes by Josh Bradford Lantz, is a registered financial advisor currently at MD FINANCIAL ADVISORS / VESTMENT FINANCIAL located in Corcoran, Minnesota.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joshua has worked at 7 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Josh Bradford Lantz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OBA: CONSULTING; ADDRESS OF OBA: CORCORAN, MN 55340; NATURE: CONSULTING SURVEYS DONE ONLINE; INVESTMENT RELATED: YES; TITLE WITH OBA: CONSULTANT; DUTIES: ANSWER SURVEYS FOR FINANCIAL SERVICES; START DATE: 01/01/2024; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Bradford Lantz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2015 - Present
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
Office #2: 7935 Stone Creek Drive Suite 120, Chanhassen, MN 55317RIA
CRD#: 168771
CORCORAN, MN
Past
September 30, 2013 - December 31, 2014
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
RIA
CRD#: 168771
CHANHASSEN, MN
Past
February 28, 2012 - October 22, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
CHANHASSEN, MN
Past
May 13, 2011 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
CHANHASSEN, MN
Past
October 20, 2010 - May 9, 2011
LARSON FINANCIAL GROUP, LLC
RIA
CRD#: 140599
EDINA, MN
Past
October 18, 2010 - May 9, 2011
LARSON FINANCIAL SECURITIES, LLC
BD
CRD#: 152517
EDINA, MN
Past
June 12, 2009 - October 7, 2010
ARGENTUS SECURITIES, LLC
BD
CRD#: 45915
CHANHASSEN, MN
Past
February 5, 2008 - June 1, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
MD FINANCIAL | VESTMENT FINANCIAL, LLC | VESTMENT FINANCIAL LLC | VESTMENT FINANCIAL | VESTMENT ADVISORY FINANCIAL GROUP | VESTMENT ADVISORS FINANCIAL GROUP, LLC | VESTMENT ADVISORS FINANCIAL GROUP | MD FINANCIAL ADVISORS / VESTMENT FINANCIAL | MD FINANCIAL / VESTMENT FINANCIAL
CRD#: 168771 / SEC#: 801-116812
RIA
Registered Investment Advisory firm - (6/18/2019 Approved)California
Registered Investment Advisory firm - (9/1/2019 Terminated)Connecticut
Registered Investment Advisory firm - (8/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/8/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (8/2/2019 Terminated)Minnesota
Registered Investment Advisory firm - (8/5/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New York
Registered Investment Advisory firm - (8/2/2019 Terminated)North Carolina
Registered Investment Advisory firm - (8/30/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/5/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (8/2/2019 Terminated)Texas
Registered Investment Advisory firm - (8/2/2019 Terminated)Washington
Registered Investment Advisory firm - (9/2/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/9/2015)
IAR
Texas(1/26/2015)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MF
MD FINANCIAL ADVISORS / VESTMENT FINANCIAL
MD FINANCIAL | VESTMENT FINANCIAL, LLC | VESTMENT FINANCIAL LLC | VESTMENT FINANCIAL | VESTMENT ADVISORY FINANCIAL GROUP | VESTMENT ADVISORS FINANCIAL GROUP, LLC | VESTMENT ADVISORS FINANCIAL GROUP | MD FINANCIAL ADVISORS / VESTMENT FINANCIAL | MD FINANCIAL / VESTMENT FINANCIAL
CRD#: 168771 / SEC#: 801-116812
RIA
Registered Investment Advisory firm - (6/18/2019 Approved)California
Registered Investment Advisory firm - (9/1/2019 Terminated)Connecticut
Registered Investment Advisory firm - (8/7/2019 Terminated)Louisiana
Registered Investment Advisory firm - (8/8/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (8/2/2019 Terminated)Minnesota
Registered Investment Advisory firm - (8/5/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/6/2019 Terminated)New York
Registered Investment Advisory firm - (8/2/2019 Terminated)North Carolina
Registered Investment Advisory firm - (8/30/2019 Terminated)Ohio
Registered Investment Advisory firm - (8/5/2019 Terminated)Rhode Island
Registered Investment Advisory firm - (8/2/2019 Terminated)Texas
Registered Investment Advisory firm - (8/2/2019 Terminated)Washington
Registered Investment Advisory firm - (9/2/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7935 Stone Creek Drive Suite 120, Chanhassen, MN 55317
Mailing Address
Phone number
(888) 256-6855
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,758 |
| AUM (Assets Under Management) | $ 243,201,465 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
