CM
Chad R. Middendorf
CETERA INVESTMENT ADVISERS LLC
MELROSE, MN 56352
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CRD#: 4973992
CM
Professional summary
Chad Rae Middendorf is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Melrose, Minnesota and CETERA WEALTH SERVICES, LLC located in Melrose, Minnesota.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Chad has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY: M & M HOLDINGS OF MINNESOTA, LLC; No; 16565 238TH STREET; COLD SPRING; MN; 56320; COMMERCIAL PROPERTY RENTAL; OWNER; 1/1/2011; 8; 8; COMMERCIAL PROPERTY RENTAL 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2004; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 3. NAME OF ENTITY: M &M Holdings of Melrose LLC; No; 16565 238TH STREET; COLD SPRING; MN; 56320; commercial Property Rental; owner; 3/1/2012; 8; 8; Commercial Property Rental 4. NAME OF ENTITY: THE TAN LINE, LLC; No; 208 MAIN STREET; COLD SPRING; MN; 56320; TANNING SALON; OWNER; 6/1/2011; 8; 8; OWNER. WEALTHCARE OWNS 50% 5. NAME OF ENTITY: WEALTHCARE FINANCIAL SERVICES; Yes; 210 MAIN ST; COLD SPRING; MN; 56320; FINANCIAL SERVICES; OWNER; 7/5/2013; 40; 40; SELL FIXED INSURANCE.SECURITIES AND INVESTMENT PRODUCTS. 6. NAME OF ENTITY: M&M Holdings of Cold Spring LLC; No; 16565 238TH STREET; COLD SPRING; MN; 56320; commercial Property Rental; owner; 3/1/2012; 8; 8; Commercial Property rental 7. NAME OF ENTITY: Wealthcare Inc.; No; 210 MAIN ST; COLD SPRING; MN; 56320; Tax preparation, bookkeeping, payroll and accounting; Owner; 1/1/2007; 160; 160; Tax preparation, bookkeeping, payroll and accounting 8. NAME OF ENTITY: MAR HOLDINGS LLC; Yes; 16565 238TH ST; COLD SPRING; MN; 56320; HOLDING COMPANY; Chief Member; 9/15/2018; 1; 1; ADMINISTRATION 9. NAME OF ENTITY: MIDDHAVEN; No; 20745 FRUITWOOD RD; RICHMOND; MN; 56368; VACATION PROPERTY HOLDING COMPANY; CHIEF MANAGER; 9/1/2018; 2; 0; BOOKKEEPING - ADMINISTRATION 10. NAME OF ENTITY: MMLM HUNTER'S PARADISE; No; XXXX HIGHWAY 55 E; KIMBALL; MN; 55353; FAMILY HUNTING LAND; PRESIDENT; 9/15/2018; 2; 0; UPKEEP OF THE LAND AND HUNTING 11. NAME OF ENTITY: PIONEER HOUSING DEVELOPMENT, INC; No; 715 1st St N; Cold Spring; MN; 56320; Subsidized Housing Development; BOARD MEMBER; 8/1/2013; 4; 0; Attend Meetings and Functions of the Nursing Home and its affiliates 12. NAME OF OTHER BUSINESS: M & M HOLDINGS OF EDEN VALLEY; INVESTMENT RELATED: NO; ADDRESS: 101 STEARNS AVE E EDEN VALLEY, MN 55329; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COMMERCIAL PROPERTY RENTAL, COLLECT RENTS; 13. NAME OF OTHER BUSINESS: WEALTHCARE AGENCY, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 03/2004, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE; 14. NAME OF OTHER BUSINESS: UPPER MIDWEST DISTRICT OF AMC OF A; INVESTMENT RELATED: NO; ADDRESS: 5143 S. 40TH STREET ST. CLOUD, MN 56301; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CONSULTING WITH OTHER BOARD MEMBERS FOR PLANNING EVENTS;
CRS (Client Relationship Summary) - RIA
Click below to view Chad Rae Middendorf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 306 E Main St, Melrose, MN 56352Office #2: 210 Main St, Cold Spring, MN 56320RIA
CRD#: 105644
MELROSE, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 306 E Main St, Melrose, MN 56352Office #2: 210 Main St, Cold Spring, MN 56320Office #3: 101 Stearns Ave E, Eden Valley, MN 55329BD
CRD#: 13572
Melrose, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 30, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
COLD SPRING, MN
Past
September 15, 2005 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
COLD SPRING, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/9/2021)
RR
Arizona(11/4/2024)
RR
California(1/25/2022)
RR
Florida(1/2/2024)
RR
Idaho(6/9/2021)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Missouri(9/11/2024)
RR
New Hampshire(6/9/2021)
RR
North Dakota(6/9/2021)
RR
South Dakota(1/5/2024)
RR
Utah(6/9/2021)
RR
Washington(6/9/2021)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
