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DZ

David Daniel Zeller

WALLEYE TRADING
WAYZATA, MN
·CRD# 4973636·15 years experience

Professional Summary

David Daniel Zeller is a registered financial advisor currently at WALLEYE TRADING LLC located in Wayzata, Minnesota. David is registered as a RR (Registered Representative) and started their career in finance in 2011. David has worked at 2 firms and has passed the Series 57TO, SIE and Series 56 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

WALLEYE TRADING LLC·CRD# 136196
BD
401 Lake Street East 3rd Floor, Wayzata, MN 55391
April 26, 2021 - Present
CITIGROUP DERIVATIVES MARKETS INC.·CRD# 133084
BD
Minnetonka, MN
June 3, 2011 - April 20, 2021

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Current Firm

WT
WALLEYE TRADING LLC

WALLEYE TRADING LLC

CRD#: 136196 / SEC#: 8-66988
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Mailing Address

401 Lake Street East 3rd Floor, Wayzata, MN 55391

Phone Number

(952) 345-5200

Established

Delaware since 04/25/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
WALLEYE INVESTMENTS FUND LLCMEMBER—
DICENSO, DAVIDCHIEF COMPLIANCE OFFICER1538474
ENGLAND, WILLIAM DUNNINGCHIEF EXECUTIVE OFFICER6210716
GIANPETRO, SARAH ANNCO-HEAD FINANCE AND ACCOUNTING & FINOP6476299

Disclosures

Regulatory Event

14

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Aug 2011
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CRS (Client Relationship Summary) - BD

Click below to view David Daniel Zeller's CRS (Customer Relationship Summary).

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