Eric Baur
Professional summary
Eric Baur, who also goes by Eric James Baur, is a registered financial professional currently at CTC, LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2012. Eric has worked at 2 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Baur's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2024 - Present
CTC, LLC
Office #1: 151 W. 42nd Street 36th Floor, New York, NY 10036October 19, 2012 - July 30, 2024
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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