AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CS

Colleen K. Sottilare

MORGAN STANLEY
Jersey City, NJ 07311
Some features on this profile are disabled
CRD#: 4973019
CS
Colleen K SottilareMORGAN STANLEY

Professional summary


Colleen K Sottilare, who also goes by Colleen Sottilare, is a registered financial professional currently at MORGAN STANLEY located in Jersey City, New Jersey and MORGAN STANLEY & CO. LLC located in New York, New York.

Colleen is registered as a RR (Registered Representative) and started their career in finance in 2012. Colleen has worked at 5 firms and has passed the SIE and Series 99 exams.

Aliases


Colleen Sottilare

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Colleen K Sottilare's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 25, 2015 - Present

MORGAN STANLEY

Office #1: Harborside 2 200 Hudson Street, Suite 501, Jersey City, NJ 07311
RIA
BD
CRD#: 149777
Jersey City, NJ
Current

March 5, 2021 - Present

MORGAN STANLEY & CO. LLC

Office #1: 750 Seventh Avenue, New York, NY 10019
BD
CRD#: 8209
New York, NY
Current

June 24, 2026 - Present

EQUITYZEN SECURITIES LLC

Office #1: 1 New York Plaza 12th Floor, New York, NY, 10004
BD
CRD#: 281820
NEW YORK, NY
Past

December 15, 2021 - February 13, 2024

E*TRADE SECURITIES LLC

BD
CRD#: 29106
Jersey City, NJ
Past

April 12, 2012 - January 8, 2015

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 4/11/2012
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC

CRD#: 281820 / SEC#: , 8-69689

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information


Main Address
1 New York Plaza 12th Floor, New York, NY, 10004
Mailing Address
1 New York Plaza 12th Floor Suite 1200, New York, NY, 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
EQUITYZEN, INC.SOLE MEMBER
DAVDA, ATISH MBOARD MANAGER5349343
HASLETT, PHILIP EDWARDCEO5563192
HASLETT, PHILIP EDWARDBOARD MANAGER5563192
KADIA, SUJATA BOSECHIEF COMPLIANCE OFFICER5208336
ROCHE, PASCALFINOP5920968

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EQUITYZEN SECURITIES LLC

CRD#: 281820Jersey City, NJ 07311

TRUST BUT VERIFY

Monitor Colleen Sottilare

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
SUMMIT, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
Sungmin Park
Sungmin ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
FLORHAM PARK, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.