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AS

Arsim Sela

TRADEMAS
New York, NY 10005
Some features on this profile are disabled
CRD#: 4972892
AS

Professional summary

Arsim Sela is a registered financial professional currently at TRADEMAS INC. located in New York, New York.

Arsim is registered as a RR (Registered Representative) and started their career in finance in 2006. Arsim has worked at 8 firms and has passed the Series 63, Series 57TO, Series 19, SIE, Series 25, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arsim Sela's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2021 - Present

TRADEMAS INC.

Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005Office #2: Nyse 11 Wall Street, New York, NY 10005
BD
CRD#: 130030
New York, NY
Past

August 3, 2021 - September 1, 2021

THINKEQUITY LLC

BD
CRD#: 20996
New York, NY
Past

February 10, 2016 - July 6, 2021

LIVERMORE TRADING GROUP, INC.

BD
CRD#: 32968
NEW YORK, NY
Past

January 5, 2015 - December 15, 2015

MERUS CAPITAL PARTNERS, LLC

BD
CRD#: 158884
NEW YORK, NY
Past

January 30, 2012 - July 17, 2013

MERUS CAPITAL PARTNERS, LLC

BD
CRD#: 158884
NEW YORK, NY
Past

April 11, 2011 - September 27, 2011

LIVERMORE TRADING GROUP, INC.

BD
CRD#: 32968
NEW YORK, NY
Past

January 7, 2011 - March 3, 2011

G-2 TRADING,LLC

BD
CRD#: 44018
NEW YORK, NY
Past

March 11, 2009 - January 4, 2011

QUAD CAPITAL, LLC

BD
CRD#: 148927
NEW YORK, NY
Past

January 7, 2008 - August 20, 2008

LIVERMORE TRADING GROUP, INC.

BD
CRD#: 32968
NEW YORK, NY
Past

May 17, 2007 - August 14, 2007

MIDWOOD SECURITIES, INC.

BD
CRD#: 21520
NEW YORK, NY
Past

December 19, 2006 - January 16, 2007

MIDWOOD SECURITIES, INC.

BD
CRD#: 21520
NEW YORK, NY
Past

June 9, 2006 - August 8, 2006

MIDWOOD SECURITIES, INC.

BD
CRD#: 21520
NEW YORK, NY
Past

March 8, 2006 - April 18, 2006

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/3/2022)
RR
New York
(1/1/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 19
Date: 4/15/2021
NYSE Floor Clerk - Equities Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 25
Date: 3/27/2008
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 55
Date: 2/23/2008
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/7/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

TI
TRADEMAS INC.
BOWERS SECURITIES INC. | TRADEMAS INC. | JOHN MATTHEW BOWERS | JOHN M. BOWERS, SOLE PROPRIETOR | JMB, SOLE PROPRIETOR

CRD#: 130030 / SEC#: , 8-66292

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Nyse Trading Floor 11 Wall Street, New York, NY 10005
Mailing Address
Accounting & Compliance International 77 Water Street, Suite 1604, New York, NY 10005
Phone number
(212) 668-8700
Established
New York since 08/25/2006
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MASIELLO, FRANK THOMASCEO/PRES/TREAS/SECY/COO4490475
ATTANASIO, ELIZABETH MARIEFINOP/PFO/POO5325007
SCHEPPS, MARK HCCO2042034

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRADEMAS INC.

CRD#: 130030New York, NY 10005

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