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Benjamin C Salisbury

HEIGHT ANALYTICS
WASHINGTON, DC
·CRD# 4972700·21 years experience

Professional Summary

Benjamin C Salisbury, who also goes by Benjamin Cris Salisbury, is a registered financial advisor currently at HEIGHT ANALYTICS, LLC located in Washington, District Of Columbia and HEIGHT CAPITAL MARKETS located in Washington, District Of Columbia. Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 87, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Benjamin Cris Salisbury

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

Current

HEIGHT ANALYTICS, LLCCurrent·CRD# 149162
RIA
1401 New York Ave Nw Suite 700, Washington, DC 20005
September 27, 2019 - Present
HEIGHT CAPITAL MARKETSCurrent·CRD# 150659
BD
1. 1401 New York Avenue Nw Suite 700, Washington, DC 200052. 1401 New York Avenue Nw Suite 700, Washington, DC 20005
August 21, 2019 - Present

Past

B. RILEY SECURITIES, INC.Past·CRD# 25027
BD
Arlington, VA
February 10, 2009 - September 13, 2018
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
Washington, DC
August 5, 2005 - March 19, 2008

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Current Firm

HA
HEIGHT ANALYTICS, LLC

HEIGHT ANALYTICS, LLC

CRD#: 149162
Colorado
Registered Investment Advisory firm - Colorado (8/23/2017 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (9/17/2010 Approved)
District of Columbia
Registered Investment Advisory firm - District of Columbia (1/16/2009 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1401 New York Ave Nw Suite 700, Washington, DC 20005

Phone Number

(202) 629-0000

# of Employees

7

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Height Analytics, LLC; Investment Related; 1775 Pennsylvania Avenue, NW, 11FL, Washington, DC 20006; Production and Review of Research; Director of Research; 08/2019; 60-80 hours/month; 3.5 hours during securities hours. Acting as the Director of Research over the firm's services and products to institutional customers. 2.Height Securities, LLC; Investment Related; 1775 Pennsylvania Avenue, NW 11FL, Washington, DC 20006; Production and Review of research; Director of Research; 08/2019; 60-80 hours/month; 3.5 hours during securities hours. Acting as a supervisor of the production and delivery of Research services and products to institutional customers. 3. Wayfinder Analytics. Not Investment Related; 303 Commonwealth Ave Alexandria Va 22301; Consulting (Dormant); Managing Director/Owner; 01/2019; zero hours/month; zero hours during securities hours. No current duties for a dormant consulting LLC.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Connecticut
(9/27/2019)
RR
District of Columbia
(8/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jan 2006About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Nov 2005About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2016About the Series 24 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin C Salisbury's CRS (Customer Relationship Summary).

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