Matthew J. Guadagno
Professional summary
Matthew John Guadagno, who also goes by Matthew John Guadagno, Matthew Guadagno, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in Norwalk, Connecticut.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2005. Matthew has worked at 6 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew John Guadagno's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 20 Marshall Street, Suite 200, Norwalk, CT 06854August 3, 2021 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
March 1, 2018 - August 2, 2021
EXECUTION ACCESS, LLC
August 27, 2015 - November 30, 2017
UBS SECURITIES LLC
July 31, 2014 - October 27, 2015
GFI SECURITIES LLC
July 20, 2005 - October 1, 2008
BROKERTEC AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
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