Cody K. Boghetich
Professional summary
Cody Kyle Boghetich, who also goes by Cody Kyle Boghetich, Cody Boghetich, is a registered financial professional currently at EQUUS FINANCIAL CONSULTING LLC located in New Canaan, Connecticut.
Cody is registered as a RR (Registered Representative) and started their career in finance in 2010. Cody has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cody Kyle Boghetich's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 6, 2025 - Present
EQUUS FINANCIAL CONSULTING LLC
Office #1: 78 Pine St., Suite 101, New Canaan, CT 06840October 10, 2019 - December 31, 2024
INTE SECURITIES LLC
June 7, 2010 - December 31, 2013
UBS FINANCIAL SERVICES INC.
May 19, 2010 - December 31, 2013
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2025)
(1/6/2025)
(2/11/2025)
(1/6/2025)
Exams
Series 7TO
Date: 10/10/2019
General Securities Representative ExaminationFINRA
Current Firm
EQUUS FINANCIAL CONSULTING LLC
CRD#: 131449 / SEC#: , 8-66467
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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