Lovely M. Dizon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lovely Mislang Dizon, who also goes by Jasmine Dizon, Lovely Mislang Dizon, was a registered financial professional .
Lovely is a previously registered financial professional and started their career in finance in 2006. Lovely had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2018 - December 31, 2018
ATLAS CAPITAL ADVISORS INC.
September 3, 2014 - June 1, 2017
CALDWELL SUTTER CAPITAL, INC.
March 4, 2014 - June 1, 2017
CALDWELL SUTTER CAPITAL, INC.
June 8, 2012 - December 9, 2013
WEALTH PLUS
February 28, 2011 - December 1, 2011
BROOKLIGHT PLACE SECURITIES, INC.
June 15, 2010 - July 27, 2010
CHASE INVESTMENT SERVICES CORP.
June 15, 2010 - July 27, 2010
CHASE INVESTMENT SERVICES CORP.
March 13, 2007 - March 17, 2009
VFINANCE ADVISORS, INC.
March 1, 2007 - March 17, 2009
VFINANCE INVESTMENTS, INC
January 12, 2006 - January 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
January 5, 2006 - January 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ATLAS CAPITAL ADVISORS INC.
CRD#: 127036 / SEC#: 801-66544
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLAS CAPITAL ADVISORS INC.
CRD#: 127036 / SEC#: 801-66544
Contact information
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 481 |
| AUM (Assets Under Management) | $ 1,054,159,676 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 | ||
| 03/08/2024 | ||
| 02/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
