YR
Young C. Rah
CONCORDE ASSET MANAGEMENT
Northridge, CA
Some features on this profile are disabled
CRD#: 4971639
YR
Professional summary
Young Chan Rah, who also goes by Eric Rah, is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Northridge, California and CONCORDE INVESTMENT SERVICES, LLC located in Ann Arbor, Michigan.
Young is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Young has worked at 7 firms and has passed the Series 65, Series 63, Series 22TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric Rah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EMP FINANCIAL NETWORK, INC.; INVESTMENT RELATED; NORTHRIDGE, CA.;INSURANCE SERVICES; PRESIDENT; START DATE: 01/2021; FULL TIME DURING TRADING HOURS; MANAGE THE OFFICE. 2) CONCORDE ASSET MANAGEMENT, LLC.; INVESTMENT RELATED; ANN ARBOR, MI. INVESTMENT ADVISER REP OF RIA FIRM. START DATE: 05/2022. FULL TIME DURING TRADING HOURS. 3) EMP Wealth Management, LLC. Investment related. Start date 06/2022. Porter Ranch, CA. DBA for securities related activities. President. 1-5 hours/month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Young Chan Rah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2022 - Present
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Northridge, CA
Current
June 1, 2022 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 3909 Research Park Drive Suite 200, Ann Arbor, MI 48108BD
CRD#: 151604
Ann Arbor, MI
Past
November 1, 2021 - June 9, 2022
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
LOS ANGELES, CA
Past
May 24, 2021 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LOS ANGELES, CA
Past
May 24, 2021 - June 9, 2022
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LOS ANGELES, CA
Past
February 17, 2015 - October 12, 2020
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
ORANGE, CA
Past
May 4, 2006 - October 12, 2020
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ORANGE, CA
Past
June 17, 2005 - May 8, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
June 17, 2005 - May 8, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/1/2022)
IAR
California(6/1/2022)
RR
Texas(6/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 3/21/2022
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
