Joshua A. Green

CETERA INVESTMENT ADVISERS LLC

NEW PORT RICHEY, FL 34652

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CRD#: 4970616

Professional summary

Joshua Aaron Green, who also goes by Josh Aaron Green, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in New Port Richey, Florida and CETERA INVESTMENT SERVICES LLC located in New Port Richey, Florida.

Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Joshua has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Aaron Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Aaron Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2017 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 6335 Us Hwy 19, New Port Richey, FL 34652

RIA

CRD#: 105644

NEW PORT RICHEY, FL

Current

September 7, 2017 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 6335 Us Hwy 19, New Port Richey, FL 34652

CRD#: 15340

New Port Richey, FL

Past

April 15, 2014 - August 29, 2017

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

NEW PORT RICHEY, FL

Past

April 14, 2014 - August 29, 2017

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

NEW PORT RICHEY, FL

Past

August 23, 2013 - May 16, 2014

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

SPRING HILL, FL

Past

August 21, 2013 - May 16, 2014

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

SPRING HILL, FL

Past

June 12, 2013 - June 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TRINITY, FL

Past

January 7, 2013 - June 25, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TRINITY, FL

Past

September 17, 2010 - September 26, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORT RICHEY, FL

Past

July 27, 2010 - September 26, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORT RICHEY, FL

Past

February 5, 2010 - April 16, 2010

FIFTH THIRD SECURITIES, INC.

CRD#: 628

LUTZ, FL

Past

November 14, 2005 - July 3, 2008

WAMU INVESTMENTS, INC.

CRD#: 599

SPRING HILL, FL

Past

July 18, 2005 - September 16, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/7/2017)

Connecticut
(3/12/2021)

Florida
(9/7/2017)

IAR

Florida
(9/14/2017)

Georgia
(5/3/2019)

Illinois
(3/6/2019)

Massachusetts
(4/4/2024)

Minnesota
(6/24/2025)

North Carolina
(8/6/2024)

Ohio
(4/9/2018)

Pennsylvania
(6/17/2025)

South Carolina
(7/26/2024)

Tennessee
(9/24/2019)

Texas
(11/27/2017)

IAR

Texas
(1/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua A. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Aaron Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

WAMU INVESTMENTS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2010

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2010

Series 6

Date: 7/15/2005

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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