Andrew A. Sirvis
Professional summary
Andrew Austin Sirvis, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Long Beach, New York and CETERA WEALTH SERVICES, LLC located in Miller Place, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Austin Sirvis's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 899 West Beech Street, Long Beach, NY 11561Office #2: 159 Route 25a, Building 2, Suite A, Miller Place, NY 11764October 21, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 159 Route 25a, Building 2, Suite A, Miller Place, NY 11764Office #2: 899 West Beech Street, Long Beach, NY 11561October 22, 2019 - June 29, 2023
CETERA WEALTH SERVICES, LLC
July 23, 2012 - October 22, 2019
B. RILEY WEALTH ADVISORS, INC.
July 10, 2007 - October 22, 2019
NATIONAL SECURITIES CORPORATION
January 26, 2007 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
March 14, 2006 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
August 3, 2005 - March 22, 2006
GUNNALLEN FINANCIAL, INC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2022)
(10/22/2019)
(7/10/2020)
(9/10/2020)
(12/14/2023)
(10/22/2019)
(5/3/2022)
(4/14/2025)
(10/22/2019)
(10/29/2019)
(10/29/2019)
(10/22/2019)
(10/23/2019)
(10/19/2021)
(10/23/2019)
(10/24/2019)
(10/24/2019)
(6/29/2023)
(10/25/2019)
(10/31/2019)
(10/22/2019)
(10/25/2019)
(3/3/2022)
(8/26/2022)
(3/21/2025)
(11/8/2024)
(10/21/2019)
(10/25/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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