Sonali P. Wilson
Professional summary
Sonali Patel Wilson, who also goes by Sonali H Patel, Sonali Hemendra Patel, Sonali Patel, is a registered financial professional currently at WELLINGTON FUNDS DISTRIBUTORS INC. located in New York, New York.
Sonali is registered as a RR (Registered Representative) and started their career in finance in 2006. Sonali has worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sonali Patel Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2022 - Present
WELLINGTON FUNDS DISTRIBUTORS INC.
Office #1: 799 Broadway, New York, NY 10003December 17, 2012 - March 10, 2022
PIMCO INVESTMENTS LLC
September 4, 2006 - September 20, 2007
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2022)
(5/19/2023)
Exams
FINRA
Current Firm
WELLINGTON FUNDS DISTRIBUTORS INC.
CRD#: 152768 / SEC#: , 8-68476
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLINGTON MANAGEMENT FUNDS HOLDINGS LLP | HOLDING COMPANY | |
| COYNE, LAURA ANN ESQ. | DIRECTOR | 7053320 |
| GEORGE, JEFFREY BRIAN | DIRECTOR | 8180600 |
| HAVLICEK, DESMOND ANTHONY | DIRECTOR | 2843267 |
| MACKENZIE, BRENDAN MICHAEL | DIRECTOR | 5051963 |
| MARTIN, SARA ANN | CHIEF LEGAL OFFICER | 7469775 |
| MILLEN, SARAH MACKTEZ | CHIEF FINANCIAL OFFICER | 7116565 |
| SHANNON, MARY KEHOE | DIRECTOR | 6439388 |
| SHANNON, MARY KEHOE | PRESIDENT | 6439388 |
| WILLIAMS, ASHLEY LEIGH | CHIEF COMPLIANCE OFFICER | 5498874 |
Red Flags
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