David S. Park
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
NEW YORK, NY
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CRD#: 4969443
Professional summary
David S. Park, who also goes by David Shin Park, David Park, Dave Shin Park, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in New York, New York and FIDELITY BROKERAGE SERVICES LLC located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. David has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Biography
I am part of a large team of Fidelity professionals who place the client experience above all else and will work with you on your terms. We specialize in Planning for our clients in the following areas: Financial, Investment, Business, Income, Risk, Protection, Charitable, Tax, & Estate. Our process includes deeply understanding your situation, what is most important to you, and your ultimate goals. In a collaborative experience, we will help you build the exact Fidelity experience you want!
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Shin Park | David Park | Dave Shin Park
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David S. Park's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
West Virginia University
Bachelor of Science in Business and Economics - Finance
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700RIA
CRD#: 104555
NEW YORK, NY
Current
August 9, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1120 6th Ave Avenue Of The Americas, New York, NY 10036-6700BD
CRD#: 7784
NEW YORK, NY
Past
August 11, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NEW YORK, NY
Past
December 23, 2019 - June 21, 2022
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
New York City, NY
Past
December 20, 2019 - June 21, 2022
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
New York City, NY
Past
March 27, 2009 - November 6, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
WEST PALM BEACH, FL
Past
March 27, 2009 - November 6, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
WEST PALM BEACH, FL
Past
March 27, 2009 - November 6, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
WEST PALM BEACH, FL
Past
September 21, 2005 - February 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
VOORHEES, NJ
Past
August 26, 2005 - February 12, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
VOORHEES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/13/2024)
RR
California(8/9/2022)
RR
Connecticut(8/9/2022)
RR
Delaware(8/9/2022)
RR
District of Columbia(9/29/2023)
RR
Florida(8/9/2022)
RR
Illinois(3/25/2023)
RR
Maryland(9/9/2022)
RR
Massachusetts(9/9/2022)
RR
Michigan(5/3/2024)
RR
Nevada(8/9/2022)
RR
New Jersey(8/9/2022)
RR
New York(8/9/2022)
IAR
New York(3/31/2025)
RR
Ohio(9/12/2022)
RR
Oklahoma(9/9/2022)
RR
Pennsylvania(8/9/2022)
RR
Texas(8/9/2022)
IAR
Texas(3/31/2025)
RR
Vermont(3/19/2025)
RR
Virginia(5/19/2023)
RR
Washington(9/9/2022)
RR
Wisconsin(2/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555New York, NYTRUST BUT VERIFY
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Contact information
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