Lydia Motley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lydia Motley, who also goes by Lydia Motley Carney, Lydia Lee Motley, Lydia Lee Motley Carney, Lydia Lee Motley-carney, was a registered financial professional .
Lydia is a previously registered financial professional and started their career in finance in 2008. Lydia had worked at 5 firms and has passed the Series 63, SIE, Series 99 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - March 21, 2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 14, 2016 - January 12, 2017
J.P. MORGAN SECURITIES LLC
July 6, 2015 - October 1, 2016
J.P. MORGAN CLEARING CORP.
October 21, 2011 - August 9, 2012
J.P. MORGAN SECURITIES LLC
March 13, 2009 - December 31, 2009
FORESIDE FUNDS DISTRIBUTORS LLC
February 14, 2008 - March 16, 2009
QUASAR DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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