Paul P. Seet
Professional summary
Paul Pi Leong Seet is a registered financial professional currently at HAP TRADING, LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2005. Paul has worked at 3 firms and has passed the Series 57TO, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Pi Leong Seet's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2024 - Present
HAP TRADING, LLC
Office #1: 395 Hudson Street 10th Floor, New York, NY, 10014August 9, 2011 - March 14, 2013
JUMP TRADING, LLC
January 7, 2005 - May 6, 2008
OCTEG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 10/10/2024
Securities Trader ExamSeries 55
Date: 5/8/2006
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
HAP TRADING, LLC
CRD#: 44257 / SEC#: , 8-50599
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAP CAPITAL ADVISORS, LLC | OWNER | |
| JOSEPH, MICHAEL DANIEL | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 3008655 |
| KRUGER, JOHN ROBERT | PRINCIPAL FINANCIAL OFFICER, FINANCIAL & OPERATIONS PRINCIPAL | 4740278 |
| KRUGER, JOHN ROBERT | PRINCIPAL OPERATIONS OFFICER | 4740278 |
| PADIA, HARSH A | CEO & MEMBER | 2915065 |
| RXR LLC | MANAGING MEMBER |
Disclosures
| Regulatory Event | 10 |
Red Flags
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