Daniel F. Willoth
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
FAIRPORT, NY
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CRD#: 4967861
Professional summary
Daniel Frederick Willoth, who also goes by Daniel F. Willoth, Daniel Frederick Willoth, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Fairport, New York and FIDELITY BROKERAGE SERVICES LLC located in Rochester, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
I guide clients through all life stages, creating a plan to strive to achieve their financial goals. The Chartered Financial Analyst® designation gives me a unique perspective when dealing with complex financial situations, goals and our current market environment. Additionally, my 18 years of industry experience and the resources of Fidelity allow me to help our clients work toward a better place for their financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel F. Willoth | Daniel Frederick Willoth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-65716|OrgNmn:Willoth Consulting LLC|Org Addr:Rochester,New York,US|OBA Nature:Real Estate ownership, for inc|Invst Rel:Y|Title:Partner|Duties:minimal. Maybe some maintenance of the real estate outside of normal working hours.|StrtDt:01-20-2022|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Frederick Willoth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Syracuse University
Bachelor of Science (BS) - Finance and Accounting
2004
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2780 Monroe Ave Suite 201, Rochester, NY 14618RIA
CRD#: 104555
FAIRPORT, NY
Current
January 22, 2016 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2780 Monroe Ave Suite 201, Rochester, NY 14618BD
CRD#: 7784
Rochester, NY
Past
December 6, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROCHESTER, NY
Past
July 23, 2013 - January 15, 2016
PIMCO INVESTMENTS LLC
BD
CRD#: 154957
NEW YORK, NY
Past
January 30, 2007 - July 8, 2013
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
JERSEY CITY, NJ
Past
June 17, 2005 - January 18, 2007
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/22/2024)
RR
Arizona(10/3/2019)
RR
California(1/5/2018)
RR
Colorado(10/3/2019)
RR
Connecticut(1/5/2018)
RR
Florida(1/22/2016)
RR
Georgia(10/3/2019)
RR
Indiana(1/4/2019)
RR
Kentucky(4/23/2020)
RR
Maryland(3/25/2023)
RR
Massachusetts(1/5/2018)
RR
Michigan(1/5/2018)
RR
Montana(10/22/2024)
RR
New Hampshire(10/3/2019)
RR
New Jersey(1/22/2016)
RR
New York(1/22/2016)
IAR
New York(3/31/2025)
RR
North Carolina(1/4/2019)
RR
Ohio(9/29/2023)
RR
Oregon(10/3/2019)
RR
Pennsylvania(1/22/2016)
RR
South Carolina(11/21/2017)
RR
Tennessee(9/1/2020)
RR
Texas(1/5/2018)
IAR
Texas(3/31/2025)
RR
Utah(10/9/2020)
RR
Virginia(4/23/2020)
RR
Washington(8/13/2021)
RR
Wisconsin(1/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Fairport, NYTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
