Erin K. Leonard
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
BENNINGTON, VT
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CRD#: 4967824
Professional summary
Erin K Leonard, CFP®, who also goes by Erin K Ladley, Erin K. Ladley, Erin K. Leonard, Erin Kathleen Leonard, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bennington, Vermont and FIDELITY BROKERAGE SERVICES LLC located in Albany, New York.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Erin has worked at 9 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Biography
I partner with individuals and families to help develop, implement and maintain a unique financial plan that focuses on three priorities; saving, spending and protecting assets. My true passion is to help ensure my clients are in a position to reach for their financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erin K Ladley | Erin K. Ladley | Erin K. Leonard | Erin Kathleen Leonard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Erin K Leonard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of Pennsylvania
Bachelor of Science (BS) - Sociology
2001
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 59 Wolf Rd, Albany, NY 12205-2606RIA
CRD#: 104555
BENNINGTON, VT
Current
June 4, 2013 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 59 Wolf Rd, Albany, NY 12205-2606BD
CRD#: 7784
Albany, NY
Past
September 6, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
Albany, NY
Past
July 11, 2011 - May 28, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
ALBANY, NY
Past
July 6, 2011 - May 28, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
ALBANY, NY
Past
February 3, 2010 - May 13, 2011
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BLUFFTON, SC
Past
October 5, 2009 - December 31, 2011
GARRISON ASSET MANAGEMENT, LLC
RIA
CRD#: 109706
BLUFFTON, SC
Past
May 15, 2009 - September 18, 2009
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
PITTSFIELD, MA
Past
May 15, 2009 - September 18, 2009
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
PITTSFIELD, MA
Past
January 6, 2009 - June 4, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SPRINGFIELD, MA
Past
February 21, 2007 - June 4, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SPRINGFIELD, MA
Past
May 25, 2005 - October 31, 2006
DION MONEY MANAGEMENT INC
RIA
CRD#: 110914
WILLIAMSTOWN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2019)
RR
Alaska(7/19/2023)
RR
Arizona(8/8/2020)
RR
California(4/23/2020)
RR
Colorado(1/3/2020)
RR
Connecticut(3/4/2022)
RR
Delaware(9/9/2022)
RR
District of Columbia(3/4/2022)
RR
Florida(6/4/2013)
RR
Georgia(4/23/2020)
RR
Illinois(3/4/2022)
RR
Indiana(12/20/2024)
RR
Maine(3/4/2022)
RR
Maryland(4/23/2020)
RR
Massachusetts(6/4/2013)
RR
Missouri(1/5/2018)
RR
New Hampshire(4/23/2020)
RR
New Jersey(8/8/2020)
RR
New Mexico(1/3/2020)
RR
New York(6/4/2013)
IAR
New York(3/31/2025)
RR
North Carolina(5/21/2016)
RR
Ohio(1/8/2018)
RR
Oregon(3/4/2022)
RR
Pennsylvania(1/5/2018)
RR
Rhode Island(11/29/2021)
RR
South Carolina(1/5/2018)
RR
Tennessee(4/23/2020)
RR
Texas(6/16/2015)
IAR
Texas(3/31/2025)
RR
Utah(3/4/2022)
RR
Vermont(6/14/2013)
IAR
Vermont(3/31/2025)
RR
Virginia(1/3/2020)
RR
Washington(9/5/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Bennington, VTTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
