Matthew A. Staarmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Allen Staarmann, who also goes by Mathhew Allen Staarmann, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2005. Matthew had worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 50, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2005 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/1/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/1/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/1/2023
Operations Professional ExaminationCurrent Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD#: 25440 / SEC#: 801-78513, 8-41740
Contact information
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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