Karl A Spisak Mr
Professional Summary
Karl A Spisak MR is a registered financial advisor currently at CINCAP INVESTMENT GROUP, LLC located in Cincinnati, Ohio. Karl is registered as a RR (Registered Representative) and started their career in finance in 2007. Karl has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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CAPITAL ADVISORY SERVICES, LLC
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Disclosures on record.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
CINCAP INVESTMENT GROUP, INC | JK SECURITIES, INC. | CINCAP INVESTMENT GROUP, LLC
Contact Information
Main Address
455 Delta Ave. Suite 207, Cincinnati, OH 45226Mailing Address
455 Delta Ave. Suite 207, Cincinnati, OH 45226Phone Number
(513) 725-4841Established
Ohio since 09/01/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CAPITAL ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(12/9/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Karl A Spisak MR's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
