Tony J. Lotharius

CAVU SECURITIES LLC

New York, NY 10017

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CRD#: 4967605

Professional summary

Tony James Lotharius is a registered financial professional currently at CAVU SECURITIES LLC located in New York, New York.

Tony is registered as a RR (Registered Representative) and started their career in finance in 2005. Tony has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tony James Lotharius's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2024 - Present

CAVU SECURITIES LLC

Office #1: 777 Third Avenue Suite 2102, New York, NY 10017

CRD#: 6906

New York, NY

Past

October 5, 2017 - July 18, 2023

STATE STREET GLOBAL MARKETS, LLC

CRD#: 285852

NEW YORK, NY

Past

July 8, 2005 - December 31, 2005

VEROS CAPITAL MANAGEMENT, INC.

RIA

CRD#: 127904

SANTA ANA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(7/10/2024)

Arizona
(7/10/2024)

California
(7/9/2024)

Colorado
(7/10/2024)

Hawaii
(7/10/2024)

Idaho
(7/10/2024)

Michigan
(7/15/2024)

Montana
(7/10/2024)

Nevada
(7/10/2024)

New Mexico
(7/10/2024)

New York
(7/9/2024)

Oregon
(7/10/2024)

Texas
(7/10/2024)

Washington
(7/10/2024)

Wyoming
(7/10/2024)

Exams

State Security Law Exam

Series 63

Date: 11/30/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/7/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2017

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAVU SECURITIES LLC

CAVU SECURITIES LLC | POINT CAPITAL MARKETS, LLC | POINT CAPITAL MARKETS, INC. | JOHN M. CUNNINGHAM INC. | JOHN M, CUNNINGHAM, INC

CRD#: 6906 / SEC#: , 8-18428

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

777 Third Avenue Suite 2102, New York, NY 10017

Mailing Address

777 Third Avenue Suite 2102, New York, NY 10017

Phone number

(212) 916-3840

Established

Delaware since 08/02/2010

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GPAR HOLDINGS I, LLC	SHAREHOLDER
FLORIDA CAVU, LLC	SHAREHOLDER
LOHWATER, KARL WILLEM	FINANCIAL AND OPERATIONS PRINCIPAL	2684561
MEDINA, NICOLAS ETTORE	CHIEF COMPLIANCE OFFICER	2413385
PARSONS, GREGORY ALLEN	PRESIDENT, CEO,	3148868

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tony J. Lotharius

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tony James Lotharius's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAVU SECURITIES LLC

STATE STREET GLOBAL MARKETS, LLC

VEROS CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/30/2017

Series 65

Date: 7/7/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2017

FINRA

Current Firm

CAVU SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAVU SECURITIES LLC

TRUST BUT VERIFY

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